SEC Form 4 · accession 0000911916-18-000189
ZIMMER BIOMET HOLDINGS, INC. · ZBH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bryan C Hanson
Officer — President and CEO · Director
Period of report
Dec 19, 2018
Accepted (ET)
Dec 21, 2018 · 6:06 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001136869
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 19, 2018 | M | 8,625 | $0.00 | A | 34,112 | D | |
| Common StockF1 | Dec 19, 2018 | F | 3,997 | $105.23 | D | 30,115 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Dec 19, 2018 | M | 8,625 | D | — | — | Common Stock | 8,625 | 17,250 | D |
Explanation of responses
- F1Represents shares withheld by Zimmer Biomet Holdings, Inc. to satisfy tax withholding obligations on the vesting of restricted stock units ("RSU").
- F2Each RSU represents a contingent right to receive one share of Zimmer Biomet Holdings, Inc. common stock.
- F38,625 of the RSUs vested on December 19, 2018. Of the remaining RSUs, 8,625 will vest on December 19, 2019 and 8,625 will vest on December 19, 2020.