SEC Form 4 · accession 0000911916-18-000173
ZIMMER BIOMET HOLDINGS, INC. · ZBH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Chad F Phipps
Officer — Sr. VP/Gen Counsel/Secretary
Period of report
Sep 21, 2018
Accepted (ET)
Sep 25, 2018 · 4:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001136869
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Sep 21, 2018 | M | 30,100 | $39.94 | A | 73,358 | D | |
| Common StockF1 | Sep 21, 2018 | S | 30,100 | $132.368 | D | 43,258 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3 | $39.94 | Sep 21, 2018 | M | 30,100 | D | — | Feb 16, 2019 | Common Stock | 30,100 | 0 | D |
Explanation of responses
- F1Securities acquired or sold pursuant to a written plan intended to comply with Rule 10b5-1(c)(i) adopted by Mr. Phipps on August 30, 2018.
- F2Includes 80 shares acquired under the Zimmer Biomet Holdings, Inc. (the "Company") Employee Stock Purchase Plan between February 1, 2018 and June 29, 2018 and 161 shares purchased between February 1, 2018 and July 31, 2018 under the dividend reinvestment plan for the Company's common stock.
- F3Vested annually over four years in increments of 25% each year, commencing on February 17, 2010.