SEC Form 4 · accession 0000911916-18-000149
ZIMMER BIOMET HOLDINGS, INC. · ZBH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel P Florin
Officer — Exec. VP, CFO
Period of report
Aug 1, 2018
Accepted (ET)
Aug 3, 2018 · 12:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001136869
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 16, 2018 | G | 264 | $0.00 | D | 22,061 | D | |
| Common Stock | Jun 12, 2018 | G | 245 | $0.00 | D | 21,816 | D | |
| Common StockF2 | Aug 1, 2018 | M | 4,213 | $0.00 | A | 26,166 | D | |
| Common StockF3 | Aug 1, 2018 | F | 1,840 | $125.58 | D | 24,326 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF4,F5 | — | Aug 1, 2018 | M | 4,213 | D | — | — | Common Stock | 4,213 | 4,212 | D |
Explanation of responses
- F1Includes 101 shares acquired under the Zimmer Biomet Holdings, Inc. Employee Stock Purchase Plan (the "ESPP") between December 29, 2017 and May 1, 2018.
- F2Includes 137 shares acquired under the ESPP on June 29, 2018.
- F3Represents shares withheld by Zimmer Biomet Holdings, Inc. (the "Company") to satisfy tax withholding obligations on the vesting of restricted stock units ("RSUs").
- F4Each RSU represents a contingent right to receive one share of Company common stock.
- F54,213 of the RSUs vested on August 1, 2018. The remaining 4,212 RSUs will vest on August 1, 2019.