SEC Form 4 · accession 0000911916-18-000020
ZIMMER BIOMET HOLDINGS, INC. · ZBH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Aure Bruneau
Officer — Group President
Period of report
Jan 3, 2018
Accepted (ET)
Jan 5, 2018 · 4:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001136869
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 3, 2018 | M | 185 | $0.00 | A | 185 | D | |
| Common StockF1 | Jan 3, 2018 | F | 61 | $124.675 | D | 124 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Jan 3, 2018 | M | 185 | D | — | — | Common Stock | 185 | 555 | D |
Explanation of responses
- F1Represents shares withled by Zimmer Biomet Holdings, Inc. to satisfy tax withholding obligations on the vesting of restricted stock units.
- F2Each restricted stock unit ("RSU") represents a contingent right to receive one share of Zimmer Biomet Holdings, Inc. common stock.
- F3The 740 RSUs in this grant vest annually over four years in increments of 25% each year, commencing January 3, 2018.