SEC Form 4 · accession 0000911916-17-000197
ZIMMER BIOMET HOLDINGS, INC. · ZBH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel P Florin
Officer — Sr. VP, CFO
Period of report
Jun 24, 2017
Accepted (ET)
Jun 27, 2017 · 1:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001136869
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 24, 2017 | M | 16,225 | $0.00 | A | 29,866 | D | |
| Common StockF2 | Jun 24, 2017 | F | 7,262 | $129.255 | D | 22,604 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F4 | — | Jun 24, 2017 | M | 16,225 | D | — | — | Common Stock | 16,225 | 0 | D |
Explanation of responses
- F1Includes 226 shares acquired under the Zimmer Biomet Holdings, Inc. (the "Company") Employee Stock Purchase Plan between June 30, 2016 and May 1, 2017.
- F2Represents shares withheld by the Company to satisfy tax withholding obligations on the vesting of restricted stock units.
- F3Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Company's common stock.
- F4The RSUs vested on June 24, 2017.