SEC Form 4 · accession 0000911916-17-000113
ZIMMER BIOMET HOLDINGS, INC. · ZBH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David A. Nolan Jr.
Officer — Group President
Period of report
Mar 17, 2017
Accepted (ET)
Mar 21, 2017 · 3:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001136869
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 17, 2017 | M | 1,497 | $0.00 | A | 9,582 | D | |
| Common StockF2 | Mar 17, 2017 | F | 480 | $120.47 | D | 9,102 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F4 | — | Mar 17, 2017 | M | 1,497 | D | — | — | Common Stock | 1,497 | 0 | D |
Explanation of responses
- F1Includes 80 shares acquired under the Zimmer Biomet Holdings, Inc. (the "Company") Employee Stock Purchase Plan between December 30, 2016 and January 30, 2017, 5 shares purchased on January 27, 2017 under the dividend reinvestment plan for the Company's common stock, and 11 shares acquired between November 1, 2016 and January 30, 2017 through dividend reinvestment in Mr. Nolan's IRA.
- F2Represents shares withheld by Zimmer Biomet Holdings, Inc. to satisfy tax withholding obligations on the vesting of restricted stock units.
- F3Each restricted stock unit ("RSU") represents a contingent right to receive one share of Zimmer Biomet Holdings, Inc. common stock.
- F4The earned RSUs vested on March 17, 2017.