SEC Form 4 · accession 0000911916-17-000111
ZIMMER BIOMET HOLDINGS, INC. · ZBH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sang Yi
Officer — President, Asia Pacific
Period of report
Mar 17, 2017
Accepted (ET)
Mar 21, 2017 · 3:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001136869
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 17, 2017 | M | 1,197 | $0.00 | A | 4,381 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Mar 17, 2017 | M | 1,197 | D | — | — | Common Stock | 1,197 | 0 | D |
Explanation of responses
- F1Includes 244 shares acquired under the Zimmer Biomet Holdings, Inc. (the "Company") Employee Stock Purchase Plan between May 2, 2016 and January 30, 2017 and 8 shares purchased between October 28, 2016 and January 27, 2017 under the dividend reinvestment plan for the Company's common stock.
- F2Each restricted stock unit ("RSU") represents a contingent right to receive one share of Zimmer Biomet Holdings, Inc. common stock.
- F3The earned RSUs vested on March 17, 2017.