SEC Form 4 · accession 0000911916-17-000042
ZIMMER BIOMET HOLDINGS, INC. · ZBH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Katarzyna Mazur-Hofsaess
Officer — Pres., Eur., M. East & Afr.
Period of report
Feb 2, 2017
Accepted (ET)
Feb 6, 2017 · 4:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001136869
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 2, 2017 | M | 2,390 | $60.01 | A | 14,387 | D | |
| Common Stock | Feb 2, 2017 | M | 11,312 | $64.13 | A | 25,699 | D | |
| Common Stock | Feb 2, 2017 | M | 17,530 | $73.15 | A | 43,229 | D | |
| Common Stock | Feb 2, 2017 | M | 12,963 | $94.34 | A | 56,192 | D | |
| Common Stock | Feb 2, 2017 | S | 44,195 | $118.00 | D | 11,997 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $60.01 | Feb 2, 2017 | M | 2,390 | D | — | Mar 16, 2021 | Common Stock | 2,390 | 0 | D |
| Employee Stock Option (right to buy)F2 | $64.13 | Feb 2, 2017 | M | 11,312 | D | — | Mar 19, 2022 | Common Stock | 11,312 | 0 | D |
| Employee Stock Option (right to buy)F3 | $73.15 | Feb 2, 2017 | M | 17,530 | D | — | Mar 18, 2023 | Common Stock | 17,530 | 8,765 | D |
| Employee Stock Option (right to buy)F4 | $94.34 | Feb 2, 2017 | M | 12,963 | D | — | Mar 17, 2024 | Common Stock | 12,963 | 12,962 | D |
Explanation of responses
- F12,390 options vested on each of March 16, 2012, 2013, 2014, and 2015.
- F25,657 of the options vested on March 19, 2013 and 5,656 of the options vested on each of March 19, 2014, 2015, and 2016.
- F38,765 of the options vested on each of March 18, 2014, 2015 and 2016; the remaining 8,765 of the options are scheduled to vest on March 18, 2017.
- F4Vests annually over four years in increments of 25% each year, commencing on March 17, 2015.