SEC Form 4 · accession 0000911916-16-000666
ZIMMER BIOMET HOLDINGS, INC. · ZBH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gail Boudreaux
Director
Period of report
Sep 30, 2016
Accepted (ET)
Oct 4, 2016 · 4:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001136869
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF1,F4,F2,F3 | $129.37 | Sep 30, 2016 | A | 184 | A | — | — | Common Stock | 184 | 5,791 | D |
Explanation of responses
- F1The phantom stock units were accrued under the Zimmer Biomet Holdings, Inc. ("Company") Deferred Compensation Plan for Non-Employee Directors.
- F2The Conversion or Exercise Price of Derivative Security is 1-for-1.
- F3Units are to be settled in cash in a lump sum within sixty days after cessation of the reporting person's service as a Director.
- F4Includes 10.013 phantom stock units accrued on July 29, 2016 under the dividend reinvestment provision of the Zimmer Biomet Holdings, Inc. Deferred Compensation Plan for Non-Employee Directors.