SEC Form 4 · accession 0000911916-16-000594
ZIMMER BIOMET HOLDINGS, INC. · ZBH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tony W. Collins
Officer — VP, Controller and CAO
Period of report
Jun 14, 2016
Accepted (ET)
Jun 16, 2016 · 9:41 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001136869
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 14, 2016 | M | 1,858 | $64.13 | A | 3,245 | D | |
| Common StockF2 | Jun 14, 2016 | S | 1,858 | $116.3669 | D | 1,387 | D | |
| Common Stock | Jun 14, 2016 | M | 1,753 | $73.15 | A | 3,140 | D | |
| Common StockF3 | Jun 14, 2016 | S | 1,753 | $116.5003 | D | 1,387 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F4 | $64.13 | Jun 14, 2016 | M | 1,858 | D | — | Mar 19, 2022 | Common Stock | 1,858 | 0 | D |
| Employee Stock Option (right to buy)F5 | $73.15 | Jun 14, 2016 | M | 1,753 | D | — | Mar 18, 2023 | Common Stock | 1,753 | 1,752 | D |
Explanation of responses
- F1Includes 1 share acquired under the Zimmer Biomet Holdings, Inc. Employee Stock Purchase Plan on May 2, 2016.
- F2Represents the sale of 1,858 shares in multiple transactions, ranging in price from $116.32 to $116.40 per share, resulting in a weighted average sale price of $116.3669. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price within the range.
- F3Represents the sale of 1,753 shares in multiple transactions, ranging in price from $116.50 to $116.5101 per share, resulting in a weighted average sale price of $116.5003. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price within the range.
- F4Options vested in full on March 19, 2016.
- F51,753 of the options vested on March 18, 2016 and 1,752 of the options are scheduled to vest on March 18, 2017.