SEC Form 4 · accession 0000911916-16-000478
ZIMMER BIOMET HOLDINGS, INC. · ZBH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sang Yi
Officer — President, Asia Pacific
Period of report
Mar 18, 2016
Accepted (ET)
Mar 22, 2016 · 5:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001136869
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 18, 2016 | M | 2,303 | $0.00 | A | 2,532 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Mar 18, 2016 | M | 2,303 | D | — | — | Common Stock | 2,303 | 0 | D |
Explanation of responses
- F1Includes 229 shares acquired under the Zimmer Biomet Holdings, Inc. Employee Stock Purchase Plan between July 15, 2015 and February 1, 2016.
- F2Each restricted stock unit ("RSU") represents a contingent right to receive one share of Zimmer Biomet Holdings, Inc. common stock.
- F3The earned RSUs vested on March 18, 2016.