SEC Form 4 · accession 0000911916-16-000477
ZIMMER BIOMET HOLDINGS, INC. · ZBH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Chad F Phipps
Officer — Sr. VP/Gen Counsel/Secretary
Period of report
Mar 18, 2016
Accepted (ET)
Mar 22, 2016 · 5:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001136869
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 18, 2016 | M | 6,331 | $0.00 | A | 35,496 | D | |
| Common StockF2 | Mar 18, 2016 | F | 2,152 | $103.97 | D | 33,344 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F4 | — | Mar 18, 2016 | M | 6,331 | D | — | — | Common Stock | 6,331 | 0 | D |
Explanation of responses
- F1Includes 166 shares acquired under the Zimmer Biomet Holdings, Inc. (the "Company") Employee Stock Purchase Plan between April 27, 2015 and February 1, 2016 and 210 shares purchased between April 24, 2015 and January 29, 2016 under the dividend reinvestment plan for the Company's common stock.
- F2Represents shares withheld by Zimmer Biomet Holdings, Inc. to satisfy tax withholding obligations on the vesting of restricted stock units.
- F3Each restricted stock unit ("RSU") represents a contingent right to receive one share of Zimmer Biomet Holdings, Inc.'s common stock.
- F4The earned RSUs vested on March 18, 2016.