SEC Form 4 · accession 0000911916-15-000357
ZIMMER BIOMET HOLDINGS, INC. · ZBH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David A. Nolan Jr.
Officer — Group President
Period of report
Dec 1, 2015
Accepted (ET)
Dec 3, 2015 · 4:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001136869
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 1, 2015 | M | 5,051 | $0.00 | A | 17,190 | D | |
| Common StockF1 | Dec 1, 2015 | F | 1,616 | $102.395 | D | 15,574 | D | |
| Common StockF2 | Dec 2, 2015 | S | 3,435 | $102.6197 | D | 12,139 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F4 | — | Dec 1, 2015 | M | 5,051 | D | — | — | Common Stock | 5,051 | 5,050 | D |
Explanation of responses
- F1Represents shares withheld by Zimmer Biomet Holdings, Inc. to satisfy tax withholding obligations on the vesting of restricted stock units.
- F2Represents the sale of 3,435 shares in multiple transactions, ranging in price from $102.55 to $102.72 per share, resulting in a weighted average sale price of $102.6197. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price within the range.
- F3Each restricted stock unit ("RSU") represents a contingent right to receive one share of Zimmer Biomet Holdings, Inc. common stock.
- F45,051 of the RSUs vested on December 1, 2015. The remaining 5,050 RSUs vest on December 1, 2016.