SEC Form 4 · accession 0000911916-15-000282
ZIMMER BIOMET HOLDINGS, INC. · ZBH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stuart G. Kleopfer
Officer — President, Americas
Period of report
Jun 29, 2015
Accepted (ET)
Jul 1, 2015 · 3:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001136869
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jun 29, 2015 | S | 50 | $104.39 | D | 35,347 | D | |
| Common StockF1 | Jun 29, 2015 | S | 76 | $107.00 | D | 35,271 | D | |
| Common StockF1 | Jun 29, 2015 | S | 25 | $108.00 | D | 35,246 | D | |
| Common StockF1,F3 | Jun 29, 2015 | S | 1,955 | $109.4566 | D | 33,291 | D | |
| Common StockF1,F4 | Jun 29, 2015 | S | 3,945 | $110.5408 | D | 29,346 | D | |
| Common StockF1,F5 | Jun 29, 2015 | S | 5,356 | $111.3571 | D | 23,990 | D | |
| Common StockF1,F6 | Jun 29, 2015 | S | 1,163 | $112.3074 | D | 22,827 | D | |
| Common StockF1,F7 | Jun 29, 2015 | S | 380 | $113.3321 | D | 22,447 | D | |
| Common StockF1,F8 | Jun 29, 2015 | S | 50 | $114.035 | D | 22,397 | D | |
| Common StockF1,F9 | Jun 30, 2015 | S | 4,000 | $109.572 | D | 18,397 | D | |
| Common StockF1,F10 | Jun 30, 2015 | S | 1,000 | $110.3425 | D | 17,397 | D | |
| Common Stock | holding | — | — | — | 530 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Securities sold pursuant to a written plan intended to comply with Rule 10b5-1(c)(i) adopted by Mr. Kleopfer on February 12, 2015.
- F10Represents the sale of 1,000 shares in multiple transactions, ranging in price from $110.005 to $110.58 per share, resulting in a weighted average sale price of $110.3425. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price within the range.
- F2Represents the sale of 50 shares in multiple transactions, ranging in price from $104.03 to $104.75 per share, resulting in a weighted average sale price of $104.39. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price within the range.
- F3Represents the sale of 1,955 shares in multiple transactions, ranging in price from $109.00 to $109.98 per share, resulting in a weighted average sale price of $109.4566. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price within the range.
- F4Represents the sale of 3,945 shares in multiple transactions, ranging in price from $110.00 to $110.99 per share, resulting in a weighted average sale price of $110.5408. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price within the range.
- F5Represents the sale of 5,356 shares in multiple transactions, ranging in price from $111.00 to $111.76 per share, resulting in a weighted average sale price of $111.3571. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price within the range.
- F6Represents the sale of 1,163 shares in multiple transactions, ranging in price from $112.01 to $112.94 per share, resulting in a weighted average sale price of $112.3074. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price within the range.
- F7Represents the sale of 380 shares in multiple transactions, ranging in price from $113.01 to $113.75 per share, resulting in a weighted average sale price of $113.3321. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price within the range.
- F8Represents the sale of 50 shares in multiple transactions, ranging in price from $114.01 to $114.06 per share, resulting in a weighted average sale price of $114.035. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price within the range.
- F9Represents the sale of 4,000 shares in multiple transactions, ranging in price from $109.26 to $109.99 per share, resulting in a weighted average sale price of $109.572. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price within the range.