SEC Form 4 · accession 0000911916-15-000280
ZIMMER BIOMET HOLDINGS, INC. · ZBH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Adam Rudolph Johnson
Officer — Group President
Period of report
Jun 29, 2015
Accepted (ET)
Jul 1, 2015 · 3:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001136869
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jun 29, 2015 | S | 98 | $104.39 | D | 34,519 | D | |
| Common StockF1 | Jun 29, 2015 | S | 148 | $107.00 | D | 34,371 | D | |
| Common StockF1 | Jun 29, 2015 | S | 49 | $108.00 | D | 34,322 | D | |
| Common StockF1,F3 | Jun 29, 2015 | S | 3,800 | $109.4559 | D | 30,522 | D | |
| Common StockF1,F4 | Jun 29, 2015 | S | 3,687 | $110.4521 | D | 26,835 | D | |
| Common StockF1,F5 | Jun 29, 2015 | S | 6,193 | $111.3461 | D | 20,642 | D | |
| Common StockF1,F6 | Jun 29, 2015 | S | 1,084 | $112.3356 | D | 19,558 | D | |
| Common StockF1,F7 | Jun 29, 2015 | S | 443 | $113.2637 | D | 19,115 | D | |
| Common StockF1,F8 | Jun 29, 2015 | S | 98 | $114.035 | D | 19,017 | D | |
| Common StockF1,F9 | Jun 30, 2015 | S | 8,928 | $109.7552 | D | 10,089 | D | |
| Common StockF1,F10 | Jun 30, 2015 | S | 6,072 | $110.2223 | D | 4,017 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Securities sold pursuant to a written plan intended to comply with Rule 10b5-1(c)(i) adopted by Mr. Johnson on February 13, 2015.
- F10Represents the sale of 6,072 shares in multiple transactions, ranging in price from $110.01 to $110.64 per share, resulting in a weighted average sale price of $110.2223. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price within the range.
- F2Represents the sale of 98 shares in multiple transactions, ranging in price from $104.03 to $104.75 per share, resulting in a weighted average sale price of $104.39. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price within the range.
- F3Represents the sale of 3,800 shares in multiple transactions, ranging in price from $109.00 to $109.98 per share, resulting in a weighted average sale price of $109.4559. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price within the range.
- F4Represents the sale of 3,687 shares in multiple transactions, ranging in price from $110.00 to $110.92 per share, resulting in a weighted average sale price of $110.4521. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price within the range.
- F5Represents the sale of 6,193 shares in multiple transactions, ranging in price from $111.00 to $111.76 per share, resulting in a weighted average sale price of $111.3461. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price within the range.
- F6Represents the sale of 1,084 shares in multiple transactions, ranging in price from $112.01 to $112.94 per share, resulting in a weighted average sale price of $112.3356. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price within the range.
- F7Represents the sale of 443 shares in multiple transactions, ranging in price from $113.01 to $113.75 per share, resulting in a weighted average sale price of $113.2637. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price within the range.
- F8Represents the sale of 98 shares in multiple transactions, ranging in price from $114.01 to $114.06 per share, resulting in a weighted average sale price of $114.035. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price within the range.
- F9Represents the sale of 8,928 shares in multiple transactions, ranging in price from $109.27 to $109.99 per share, resulting in a weighted average sale price of $109.7552. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price within the range.