SEC Form 4 · accession 0000911916-15-000182
ZIMMER BIOMET HOLDINGS, INC. · ZBH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Arthur J Higgins
Director
Period of report
May 5, 2015
Accepted (ET)
May 7, 2015 · 12:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001136869
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF1,F4,F2,F3 | $110.21 | May 5, 2015 | A | 500 | A | — | — | Common Stock | 500 | 16,986 | D |
| Restricted Stock UnitsF6,F2,F5 | — | May 5, 2015 | A | 1,180 | A | — | — | Common Stock | 1,180 | 13,423 | D |
Explanation of responses
- F1The phantom stock units were accrued under the Zimmer Holdings, Inc. ("Company") Deferred Compensation Plan for Non-Employee Directors.
- F2The Conversion or Exercise Price of Derivative Security is 1-for-1.
- F3The units are to be settled in shares of Company common stock within sixty days after cessation of the reporting person's service as a Director ("Annual Deferred Share Units").
- F4Includes 30.18 phantom stock units accrued on April 24, 2015 under the dividend reinvestment provision of the Zimmer Holdings, Inc. Deferred Compensation Plan for Non-Employee Directors.
- F5The Restricted Stock Units are immediately 100% vested and will be subject to mandatory deferral until the later of (1) the reporting person's termination of service as a Director or (2) the date that is three years after the grant date.
- F6Includes Restricted Stock Units granted in prior years that are subject to different mandatory deferral periods.