SEC Form 4 · accession 0000911916-15-000079
ZIMMER BIOMET HOLDINGS, INC. · ZBH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David C Dvorak
Officer — President and CEO · Director
Period of report
Mar 19, 2015
Accepted (ET)
Mar 23, 2015 · 11:45 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001136869
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 19, 2015 | M | 34,881 | $0.00 | A | 250,256 | D | |
| Common StockF1 | Mar 19, 2015 | F | 16,255 | $118.41 | D | 234,001 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Mar 19, 2015 | M | 34,881 | D | — | — | Common Stock | 34,881 | 0 | D |
Explanation of responses
- F1Represents shares withheld by Zimmer Holdings, Inc. to satisfy tax withholding obligations on the vesting of restricted stock units.
- F2Each restricted stock unit ("RSU") represents a contingent right to receive one share of Zimmer Holdings, Inc. common stock.
- F3The earned RSUs vested on March 19, 2015.