SEC Form 4 · accession 0000911916-15-000071
ZIMMER BIOMET HOLDINGS, INC. · ZBH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Chad F Phipps
Officer — Sr. VP/Gen Counsel/Secretary
Period of report
Mar 16, 2015
Accepted (ET)
Mar 18, 2015 · 5:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001136869
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 16, 2015 | M | 3,432 | $0.00 | A | 25,513 | D | |
| Common StockF2 | Mar 16, 2015 | F | 1,087 | $117.44 | D | 24,426 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F4 | — | Mar 16, 2015 | M | 3,432 | D | — | — | Common Stock | 3,432 | 0 | D |
Explanation of responses
- F1Includes 74 shares acquired under the Zimmer Holdings, Inc. (the "Company") Employee Stock Purchase Plan between December 31, 2014 and February 2, 2015 and 39 shares purchased on January 30, 2015 under the dividend reinvestment plan for the Company's common stock.
- F2Represents shares withheld by Zimmer Holdings, Inc. to satisfy tax withholding obligations on the vesting of restricted stock units.
- F3Each restricted stock unit ("RSU") represents a contingent right to receive one share of Zimmer Holdings, Inc. common stock.
- F4The earned RSUs vested as follows: 3,433 vested on March 16, 2013; 3,433 vested on March 16, 2014; and 3,432 vested on March 16, 2015.