SEC Form 4 · accession 0000911916-15-000068

ZIMMER BIOMET HOLDINGS, INC. · ZBH

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — President and CEO · Director

Period of report

Mar 16, 2015

Accepted (ET)

Mar 18, 2015 · 5:55 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001136869

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock^F1	Mar 16, 2015	M	18,722	$0.00	A	224,224	D
Common Stock^F2	Mar 16, 2015	F	7,549	$117.44	D	216,675	D
Common Stock^F3,F4	Mar 17, 2015	S	1,300	$115.5522	D	215,375	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units^F5,F6	—	Mar 16, 2015	M	18,722	D	—	—	Common Stock	18,722	0	D

F1Includes 125 shares acquired under the Zimmer Holdings, Inc. Employee Stock Purchase Plan between December 31, 2014 and February 2, 2015.
F2Represents shares withheld by Zimmer Holdings, Inc. to satisfy tax withholding obligations on the vesting of restricted stock units.
F3Securities sold to cover additional taxes on the vesting of restricted stock units pursuant to a written plan intended to comply with Rule 10b5-1(c)(1) adopted by Mr. Dvorak on February 17, 2015.
F4Represents the sale of 1,300 shares in multiple transactions, ranging in price from $115.5518 to $115.5536 per share, resulting in a weighted average sale price of $115.5522. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price within the range.
F5Each restricted stock unit ("RSU") represents a contingent right to receive one share of Zimmer Holdings, Inc. common stock.
F6The earned RSUs vested as follows: 18,723 vested on March 16, 2013; 18,723 vested on March 16, 2014; and 18,722 vested on March 16, 2015.