SEC Form 4 · accession 0000911916-15-000066
ZIMMER BIOMET HOLDINGS, INC. · ZBH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James T Crines
Officer — EVP, Finance and CFO
Period of report
Mar 16, 2015
Accepted (ET)
Mar 18, 2015 · 5:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001136869
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 16, 2015 | M | 6,708 | $0.00 | A | 51,928 | D | |
| Common StockF2 | Mar 16, 2015 | F | 2,357 | $117.44 | D | 49,571 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F4 | — | Mar 16, 2015 | M | 6,708 | D | — | — | Common Stock | 6,708 | 0 | D |
Explanation of responses
- F1Includes 6 shares acquired under the Zimmer Holdings, Inc. Employee Stock Purchase Plan between November 3, 2014 and February 5, 2015.
- F2Represents shares withheld by Zimmer Holdings, Inc. to satisfy tax withholding obligations on the vesting of restricted stock units.
- F3Each restricted stock unit ("RSU") represents a contingent right to receive one share of Zimmer Holdings, Inc. common stock.
- F4The earned RSUs vested as follows: 6,709 vested on March 16, 2013; 6,709 vested on March 16, 2014; and 6,708 vested on March 16, 2015.