SEC Form 4 · accession 0000911916-15-000052
ZIMMER BIOMET HOLDINGS, INC. · ZBH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen Hong Liang Ooi
Officer — President, Asia Pacific
Period of report
Feb 19, 2015
Accepted (ET)
Feb 23, 2015 · 3:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001136869
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F1,F3 | — | Feb 19, 2015 | A | 7,038 | A | — | — | Common Stock | 7,038 | 7,038 | D |
Explanation of responses
- F1Each restricted stock unit ("RSU") represents a contingent right to receive one share of Zimmer Holdings, Inc. common stock.
- F2On March 19, 2012, the reporting person was granted performance-based RSUs, with the number of RSUs earned to be determined based on the extent to which certain performance conditions were met for a performance period of 2012 - 2014. As determined on February 19, 2015, based on the Company's actual performance for 2012 - 2014, the reporting person earned 7,038 RSUs.
- F3Earned RSUs will vest on March 19, 2015.