SEC Form 4 · accession 0000899243-16-013237
ZIMMER BIOMET HOLDINGS, INC. · ZBH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Stephen A Schwarzman
10% Owner
BMA V L.L.C.
10% Owner
Blackstone Group L.P.
10% Owner
Blackstone Group Management L.L.C.
10% Owner
Blackstone Holdings III L.P.
10% Owner
BLACKSTONE FAMILY GP LLC
10% Owner
Blackstone Holdings III GP L.P.
10% Owner
BCP V Side-by-Side GP L.L.C.
10% Owner
Period of report
Feb 10, 2016
Accepted (ET)
Feb 12, 2016 · 5:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001136869
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F9,F10,F11,F12,F13,F14,F15 | Feb 10, 2016 | S | 3,428,144 | $95.91 | D | 0 | I | See Footnotes |
| Common StockF1,F3,F9,F10,F11,F12,F13,F14,F15 | Feb 10, 2016 | S | 549,148 | $95.91 | D | 0 | I | See Footnotes |
| Common StockF1,F4,F9,F10,F11,F12,F13,F14,F15 | Feb 10, 2016 | S | 1,624,106 | $95.91 | D | 0 | I | See Footnotes |
| Common StockF1,F5,F9,F10,F11,F12,F13,F14,F15 | Feb 10, 2016 | S | 181,782 | $95.91 | D | 0 | I | See Footnotes |
| Common StockF1,F6,F9,F10,F12,F13,F14,F15 | Feb 10, 2016 | S | 17,370 | $95.91 | D | 0 | I | See Footnotes |
| Common StockF1,F7,F9,F10,F11,F12,F13,F14,F15 | Feb 10, 2016 | S | 12,874 | $95.91 | D | 0 | I | See Footnotes |
| Common StockF1,F8,F9,F10,F11,F12,F13,F14,F15 | Feb 10, 2016 | S | 1,538,284 | $95.91 | D | 0 | I | See Footnotes |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This amount represents the sale price per share of common stock of Zimmer Biomet Holdings, Inc. (the "Common Stock") received by the Reporting Persons in connection with an underwritten secondary offering that closed on February 10, 2016.
- F10Blackstone Management Associates V L.L.C is the general partner of each of Blackstone Capital Partners V L.P., Blackstone Capital Partners V-AC L.P., BCP V-S L.P., and BCP V Co-Investors L.P. BMA V L.L.C. is the sole member of Blackstone Management Associates V L.L.C. BCP V Side-By-Side GP L.L.C. is the general partner of Blackstone Family Investment Partnership V L.P. and Blackstone Participation Partnership V L.P. Blackstone Family GP L.L.C. is the general partner of Blackstone Family Investment Partnership V-SMD L.P.
- F11Blackstone Holdings III L.P. is the managing member and the owner of a majority in interest of BMA V L.L.C. and the sole member of BCP V Side-By-Side GP L.L.C. Blackstone Holdings III GP L.P is the general partner of Blackstone Holdings III L.P. The general partner of Blackstone Holdings III GP L.P. is Blackstone Holdings III GP Management L.L.C. The sole member of Blackstone Holdings III GP Management L.L.C. is The Blackstone Group L.P.
- F12The general partner of The Blackstone Group L.P. is Blackstone Group Management L.L.C. Blackstone Group Management L.L.C. is wholly owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. Blackstone Family GP L.L.C. is wholly owned by Blackstone's senior managing directors and controlled by its founder, Mr. Schwarzman.
- F13Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4.
- F14Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.
- F15Each of such Blackstone entities (other than the Blackstone Funds to the extent of their direct holdings) and Mr. Schwarzman may be deemed to beneficially own the shares of Common Stock beneficially owned by the Blackstone Funds directly or indirectly controlled by it or him, but each disclaims beneficial ownership of such securities, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein.
- F2Reflects shares of Common Stock directly held by Blackstone Capital Partners V L.P.
- F3Reflects shares of Common Stock directly held by Blackstone Capital Partners V-AC L.P.
- F4Reflects shares of Common Stock directly held by BCP V-S L.P.
- F5Reflects shares of Common Stock directly held by Blackstone Family Investment Partnership V L.P.
- F6Reflects shares of Common Stock directly held by Blackstone Family Investment Partnership V-SMD L.P.
- F7Reflects shares of Common Stock directly held by Blackstone Participation Partnership V L.P.
- F8Reflects shares of Common Stock directly held by BCP V Co-Investors L.P.
- F9Collectively, Blackstone Capital Partners V, L.P., Blackstone Capital Partners V-AC L.P., BCP V-S L.P., Blackstone Family Investment Partnership V L.P., Blackstone Family Investment Partnership V-SMD L.P., Blackstone Participation Partnership V L.P. and BCP V Co-Investors L.P. shall be referred to as the "Blackstone Funds". The shares reported on this Form 4 were previously reported as indirectly beneficially owned by the Blackstone Funds as a result of their ownership of membership units of LVB Acquisition Holding, LLC ("Holding"). On February 4, 2016, Holding made a pro rata distribution of the shares of Common Stock directly owned by it to its members. In connection with the distribution, fractional shares of Common Stock equivalent to 4.14 shares of Common Stock were liquidated on behalf of the Blackstone Funds. The Blackstone Funds received cash in lieu of such fractional shares.