SEC Form 4 · accession 0001104659-17-062386
Williams Industrial Services Group Inc. · WLMS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tracy D Pagliara
Officer — Co-President and Co-CEO · Director
Period of report
Oct 12, 2017
Accepted (ET)
Oct 16, 2017 · 5:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001136294
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par value per shareF1,F2 | Oct 12, 2017 | A | 22,336 | $0.00 | A | 206,376 | D | |
| Common Stock, $0.01 par value per shareF3 | Oct 12, 2017 | F | 6,108 | $3.50 | D | 200,268 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares granted under the Global Power Equipment Group Inc. (the "Company") Short-Term Incentive Plan, pursuant to the terms of Mr. Pagliara's employment agreement with the Company, dated September 11, 2017, which was filed on September 12, 2017 by the Company as an exhibit to the Annual Report on Form 10-K for the fiscal year ended December 31, 2016.
- F2Amount currently owned reflects previous withholding of shares upon vesting of restricted stock units to offset tax liabilities.
- F3Reflects withholding of shares by the Company to offset the tax liability resulting from the grant of shares on October 12, 2017, as described herein.
Remarks
Power of Attorney is attached hereto as Exhibit 24.