SEC Form 4 · accession 0001493152-19-000830
Eco-Stim Energy Solutions, Inc. · ESES
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alexander Nickolatos
Officer — Int Pres & CEO, CFO & Director · Director
Period of report
Jan 17, 2019
Accepted (ET)
Jan 22, 2019 · 6:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001135657
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 17, 2019 | F | 12,972 | $0.025 | D | 684,172 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F112,972 shares of common stock were withheld for taxes upon the vesting of time based phantom stock awards.