SEC Form 4 · accession 0001493152-18-016716
Eco-Stim Energy Solutions, Inc. · ESES
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alexander Nickolatos
Officer — Interim President and CEO, CFO · Director
Period of report
Nov 4, 2018
Accepted (ET)
Nov 26, 2018 · 5:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001135657
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 4, 2018 | F | 15,219 | $0.197 | D | 697,144 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F115,219 shares of common stock were withheld for taxes upon the vesting of time based phantom stock awards.