SEC Form 4 · accession 0001493152-18-006342
Eco-Stim Energy Solutions, Inc. · ESES
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jon Christopher Boswell
Officer — President and CEO · Director
Period of report
May 4, 2018
Accepted (ET)
May 7, 2018 · 5:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001135657
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 4, 2018 | F | 16,936 | $1.01 | D | 557,199 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F116,936 shares of common stock were withheld for taxes upon the vesting of time based phantom stock awards.