SEC Form 4 · accession 0001493152-17-012912
Eco-Stim Energy Solutions, Inc. · ESES
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy Lincoln Reynolds
Director
Period of report
Nov 8, 2017
Accepted (ET)
Nov 13, 2017 · 4:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001135657
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 8, 2017 | A | 67,568 | $1.48 | A | 67,568 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Filer received a phantom stock award on November 8, 2017 under the 2015 Stock Incentive Plan, as amended, which vests as to 16,892 shares on each of May 8, 2018, November 8, 2018, May 8, 2019 and November 8, 2019. Each phantom stock entitles the holder to receive one share of Common Stock, par value, $0.001 per share, at the time of vesting.