SEC Form 4 · accession 0001493152-17-012545
Eco-Stim Energy Solutions, Inc. · ESES
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jon Christopher Boswell
Officer — President and CEO · Director
Period of report
Nov 4, 2017
Accepted (ET)
Nov 7, 2017 · 5:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001135657
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 4, 2017 | F | 18,803 | $1.45 | D | 574,135 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F118,803 shares of common stock were withheld for taxes upon the vesting of time based phantom stock awards.