SEC Form 4 · accession 0001493152-16-015609
Eco-Stim Energy Solutions, Inc. · ESES
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alexander Nickolatos
Officer — CFO & Assistant Secretary
Period of report
Dec 1, 2016
Accepted (ET)
Dec 2, 2016 · 11:33 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001135657
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 1, 2016 | A | 6,250 | $0.00 | A | 146,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This total includes 12,500 unvested shares of restricted stock subject to time-based vesting granted on December 1, 2014, which were previously reported in Table II.