SEC Form 4 · accession 0001493152-16-011492
Eco-Stim Energy Solutions, Inc. · ESES
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alexander Nickolatos
Officer — CFO & Assistant Secretary
Period of report
Jul 11, 2016
Accepted (ET)
Jul 12, 2016 · 3:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001135657
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 11, 2016 | A | 13,750 | $0.00 | A | 127,250 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This total includes 15,000 unvested shares of restricted stock subject to time-based vesting granted on July 11, 2014, which were previously reported in Table II .