SEC Form 4 · accession 0001493152-15-004414
Eco-Stim Energy Solutions, Inc. · ESES
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jogeir Romestrand
Director
Period of report
Sep 18, 2015
Accepted (ET)
Sep 18, 2015 · 8:01 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001135657
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF1 | $4.75 | Sep 18, 2015 | A | 41,667 | A | — | Sep 18, 2025 | Common Stock | 41,667 | 41,667 | D |
Explanation of responses
- F1This option was granted on September 30, 2015 and vests as to 10,416 shares on each of March 31, 2016, September 30, 2016, March 31, 2017, and September 30, 2017.