SEC Form 3 · accession 0001398344-17-004873

Eco-Stim Energy Solutions, Inc. · ESES

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Table I — non-derivative securities

Table II — derivative securities

Explanation of responses

• F1All of the reported shares are owned directly by Bienville Argentina Opportunities Fund 2.0, LP (the "Fund"), whose general partner is BAOF 2.0 GP, LLC ("General Partner"), and whose investment manager is Bienville Capital Management, LLC ("Investment Manager"). The General Partner and Investment Manager could be deemed to be indirect beneficial owners of 1,507,696 Common Stock of Eco-Stim Energy Solutions, Inc. ("the reported shares"). William Herbert Stimpson II and Michael Cullen Thompson, Jr (collectively, "Managers") are the managers and direct or indirect controlling shareholders of the General Partner and the Investment Manager. Additionally, Donald Stoltz III ("Portfolio Manager") serves as the portfolio manager of the Investment Manager with respect to securities of the Issuer. Mr. Stoltz is also a member of the board of directors of the Issuer and separately files Section 16 forms in such capacity.
• F2As such, the Managers and Portfolio Manager could be deemed to share such indirect beneficial ownership of the reported shares with the General Partner, the Investment Manager and the Fund.The General Partner, the Investment Manager, the Managers, and the Portfolio Manager disclaim beneficial ownership except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes.
• F3The address of William H. Stimpson, II, M. Cullen Thompson, Jr., and Donald Stoltz, III, is 521 Fifth Avenue, 35th Floor New York, NY 10175.