SEC Form 4 · accession 0001398344-16-014819
Eco-Stim Energy Solutions, Inc. · ESES
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
BAOF GP, LLC
Other
Period of report
Jul 9, 2015
Accepted (ET)
Jul 5, 2016 · 3:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001135657
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, Eco-Stim Energy Solutions, Inc.F1,F2,F3 | Jul 1, 2016 | P | 13,600 | $2.7529 | A | 2,494,526 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1All of the reported shares are owned directly by Bienville Argentina Opportunities Master Fund, LP, whose general partner is BAOF GP, LLC ("General Partner") and whose investment manager is Bienville Capital Management, LLC ("Investment Manager"). The General Partner and Investment Manager could be deemed to be indirect beneficial owners of the above listed Common Stock of Eco-Stim Energy Solutions, Inc. ("the reported shares"). William Herbert Stimpson II, Michael Cullen Thompson, Jr., and Ralph Fayden Reynolds (collectively, "Managers") are the managers and direct or indirect controlling shareholders of the General Partner and the Investment Manager. As such, the Managers and Moonpie Management, LLC, the entity through which one of the Managers holds his interest in the Investment Manager, could be deemed to share such indirect beneficial ownership of the reported shares with the General Partner, the Investment Manager and Bienville Argentina Opportunities Master Fund, LP.
- F2The General Partner, the Investment Manager, the Managers, and Moonpie Management, LLC, disclaim beneficial ownership except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes. The General Partner, the Investment Manager, the Managers, and Moonpie Management, LLC, disclaim beneficial ownership except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes.
- F3The address of William H Stimpson, II is 35 Old Norwalk Road, New Canaan, CT 06840. The address of Ralph Fayden Reynolds is 104 Delafield Island Road, Darien, CT 06820. The address of M. Cullen Thompson Jr. is 124 31st Street Manhattan Beach, CA 90266. The address of Moonpie Management, LLC is 104 Delafield Island Road Darien, CT 06820.