SEC Form 4 · accession 0001398344-15-004479
Eco-Stim Energy Solutions, Inc. · ESES
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Period of report
Jul 10, 2015
Accepted (ET)
Jul 14, 2015 · 6:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001135657
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, Eco-Stim Energy Solutions, Inc.F1,F2 | Jul 10, 2015 | P | 11,200 | $4.5669 | A | 2,112,362 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Each of the indirect beneficial owners disclaims beneficial ownership except to the extent of its pecuniary interest. However, with respect to such pecuniary interest, each of the indirect beneficial owners shall be deemed to hold a full and undivided interest in the 2,112,362 Common Stock of Eco-Stim Energy Solutions, Inc.
- F2The address of BAOF GP, LLC, the general partner of Bienville Argentina Opportunities Master Fund, LP, is c/o Ogier Fiduciary Services (Cayman) Limited 89 Nexus Way, Camana Bay, Grand Cayman KY1-9007, Cayman Islands. The address of Bienville Capital Management, LLC, the investment adviser of the Bienville Argentina Opportunities Master Fund, LP, is 405 Lexington Avenue, 34th Floor, New York, NY 10174.