SEC Form 4 · accession 0000899243-15-001598
Eco-Stim Energy Solutions, Inc. · ESES
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
HAYMAN CAPITAL MANAGEMENT, L.P.
10% Owner
J Kyle Bass
10% Owner
Hayman Investments LLC
10% Owner
Period of report
Jul 23, 2015
Accepted (ET)
Jul 24, 2015 · 3:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001135657
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.001F1 | Jul 23, 2015 | P | 23,300 | $4.75 | A | 2,128,563 | I | See FN. |
| Common Stock, par value $0.001F1 | Jul 24, 2015 | P | 1,437 | $4.75 | A | 2,130,000 | I | See FN. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The securities disclosed in this Form 4 are held of record by Hayman Capital Master Fund, L.P. ("HCMF") managed by Hayman Capital Management, L.P. ("Hayman"). J Kyle Bass is the managing member of Hayman Investments LLC ("HI"), which is the general partner of Hayman. By reason of the provisions of Rule 16a-1 under the Securities Exchange Act of 1934, as amended (the "Act"), Hayman, HI and Mr. Bass may be deemed to have share voting and dispositive powers with respect to the securities beneficially owned by HCMF. Hayman, HI and Bass hereby disclaim any beneficial ownership of all such securities, except to the extent of any indirect pecuniary interest therein, and this report shall not be deemed an admission that Hayman, HI or Mr. Bass is the beneficial owner of these securities for purposes of Section 16 of the Act and the rules promulgated thereunder or for any other purpose.
Remarks
List of Exhibits: Exhibit 99.1 - Joint Filing Agreement