SEC Form 3 · accession 0001179110-16-017950
EL CAPITAN PRECIOUS METALS INC · ECPN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steve Antol
Officer — Chief Financial Officer
Period of report
Jan 18, 2016
Accepted (ET)
Jan 22, 2016 · 2:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001135202
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 4,896,243 | D | ||
| Common Stock | holding | — | — | — | 125,000 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $0.215 | holding | — | — | — | — | Jan 15, 2018 | Common Stock | 100,000 | — | D |
| Stock Option (right to buy)F1 | $0.15 | holding | — | — | — | — | Nov 3, 2024 | Common Stock | 250,000 | — | D |
Explanation of responses
- F1Currently exercisable.