SEC Form 4 · accession 0001209191-18-018718
ATLAS AIR WORLDWIDE HOLDINGS INC · AAWW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Spencer Schwartz
Officer — EVP & CFO
Period of report
Mar 8, 2018
Accepted (ET)
Mar 12, 2018 · 9:00 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001135185
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par value | Mar 9, 2018 | A | 4,270 | $0.00 | A | 44,935 | D | |
| Common Stock, $0.01 par value | Mar 9, 2018 | F | 1,968 | $61.55 | D | 42,967 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Mar 9, 2018 | M | 4,270 | D | — | Mar 9, 2021 | Common Stock | 4,270 | 12,813 | D |
| Restricted Stock UnitsF1,F3 | — | Mar 8, 2018 | A | 18,632 | A | — | Mar 8, 2021 | Common Stock | 18,632 | 18,632 | D |
Explanation of responses
- F1Upon vesting, the Reporting Person is entitled to receive one share of Common Stock for each restricted stock unit.
- F2These restricted stock units vested on March 9, 2018 and were automatically converted into an equivalent number of shares of Common Stock.
- F3The award vests in three equal annual installments beginning on the first anniversary of the date of grant. Each unit will become vested on the basis of one restricted stock unit to one share of the Company's Common Stock.