SEC Form 4 · accession 0001209191-17-010755
ATLAS AIR WORLDWIDE HOLDINGS INC · AAWW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Spencer Schwartz
Officer — EVP & CFO
Period of report
Feb 13, 2017
Accepted (ET)
Feb 14, 2017 · 6:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001135185
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par value | Feb 13, 2017 | A | 5,962 | $0.00 | A | 44,789 | D | |
| Common Stock, $0.01 par value | Feb 13, 2017 | F | 2,903 | $52.95 | D | 41,886 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Feb 13, 2017 | M | 5,962 | D | — | Feb 11, 2020 | Common Stock | 5,962 | 17,888 | D |
Explanation of responses
- F1Upon vesting, the Reporting Person is entitled to receive one share of Common Stock for each restricted stock unit.
- F2These restricted stock units vested on February 13, 2017 and were automatically converted into an equivalent number of shares of Common Stock.