SEC Form 4 · accession 0001209191-16-142326
ATLAS AIR WORLDWIDE HOLDINGS INC · AAWW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William J Flynn
Officer — President & CEO · Director
Period of report
Sep 20, 2016
Accepted (ET)
Sep 21, 2016 · 6:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001135185
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par value | Sep 20, 2016 | A | 13,657 | $0.00 | A | 190,792 | D | |
| Common Stock, $0.01 par value | Sep 20, 2016 | F | 7,624 | $38.32 | D | 183,168 | D | |
| Common Stock, $0.01 par value | Sep 20, 2016 | A | 27,723 | $0.00 | A | 210,891 | D | |
| Common Stock, $0.01 par value | Sep 20, 2016 | F | 15,475 | $38.32 | D | 195,416 | D | |
| Common Stock, $0.01 par value | Sep 20, 2016 | A | 30,968 | $0.00 | A | 226,384 | D | |
| Common Stock, $0.01 par value | Sep 20, 2016 | F | 17,287 | $38.32 | D | 209,097 | D | |
| Common Stock, $0.01 par value | Sep 20, 2016 | A | 51,069 | $0.00 | A | 260,166 | D | |
| Common Stock, $0.01 par value | Sep 20, 2016 | F | 28,507 | $38.32 | D | 231,659 | D | |
| Common Stock, $0.01 par value | Sep 20, 2016 | A | 147,806 | $0.00 | A | 379,465 | D | |
| Common Stock, $0.01 par value | Sep 20, 2016 | F | 82,507 | $38.32 | D | 296,958 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2 | — | Sep 20, 2016 | M | 13,657 | D | — | Sep 20, 2016 | Common Stock | 13,657 | 0 | D |
| Restricted Stock UnitsF2 | — | Sep 20, 2016 | M | 27,723 | D | — | Sep 20, 2016 | Common Stock | 27,723 | 0 | D |
| Restricted Stock UnitsF2 | — | Sep 20, 2016 | M | 30,968 | D | — | Sep 20, 2016 | Common Stock | 30,968 | 0 | D |
| Restricted Stock UnitsF2 | — | Sep 20, 2016 | M | 51,069 | D | — | Sep 20, 2016 | Common Stock | 51,069 | 0 | D |
Explanation of responses
- F1As a result of the approval by the issuer's shareholders of the "Restricted Share Issuance" as described in the issuer's definitive proxy statement on Schedule 14A filed with the Securities and Exchange Commission pursuant to the Securities Exchange Act of 1934, as amended, on August 12, 2016, performance share units held by the reporting person became fully vested at maximum performance levels and were converted into shares of Common Stock.
- F2These restricted stock units vested on September 20, 2016 in connection with the approval by the issuer's shareholders of the "Restricted Share Issuance" as described in the issuer's definitive proxy statement on Schedule 14A filed with the Securities and Exchange Commission pursuant to the Securities Exchange Act of 1934, as amended, on August 12, 2016 and were converted into an equivalent number of shares of Common Stock.