SEC Form 4 · accession 0001415889-15-003392
Charlie's Holdings, Inc. · CHUC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Leonard Lance
Officer — CHIEF EXECUTIVE OFFICER · Director
Period of report
Oct 8, 2015
Accepted (ET)
Oct 13, 2015 · 6:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001134765
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 8, 2015 | A | 6,172,268 | $0.00 | A | 7,220,682 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of restricted stock issued pursuant to the Issuer's 2013 Stock Incentive Plan. 2.5 million of the shares issued vested immediately, with the remainder vesting equally in four annual installments thereafter.