SEC Form 4 · accession 0001144204-15-014290
CAPRICOR THERAPEUTICS, INC. · CAPR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David B Musket
Director
Period of report
Mar 3, 2015
Accepted (ET)
Mar 5, 2015 · 4:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001133869
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $5.78 | Mar 3, 2015 | A | 47,500 | A | Mar 3, 2015 | Mar 3, 2025 | Common Stock | 47,500 | 47,500 | D |
Explanation of responses
- F1The stock option award is fully vested and exercisable as of March 3, 2015, the date of grant.