SEC Form 4 · accession 0001144204-15-003384
CAPRICOR THERAPEUTICS, INC. · CAPR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sinai Medical Center Cedars
10% Owner
Period of report
Jan 21, 2015
Accepted (ET)
Jan 22, 2015 · 8:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001133869
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 21, 2015 | P | 851,546 | $3.523 | A | 2,175,632 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Reporting Person entered into a Share Purchase Agreement with Capricor Therapeutics, Inc. (the "Issuer") pursuant to which the Reporting Person, on January 21, 2015, purchased an aggregate of 851,546 shares of the Issuer's common stock at a purchase price of $3.5230 per share for total cash proceeds of approximately US$3,000,000.