SEC Form 4 · accession 0001603963-17-000001
BIO-PATH HOLDINGS INC · BPTH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ulrich W. Mueller
Officer — COO & Secretary
Period of report
May 1, 2017
Accepted (ET)
May 2, 2017 · 4:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001133818
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Option (right to buy)F1 | $0.6699 | May 1, 2017 | A | 125,000 | A | — | May 1, 2027 | Common Stock | 125,000 | 125,000 | D |
Explanation of responses
- F1This option vests over a four-year period, with one-fourth (1/4) of the 125,000 shares vesting on the first anniversary of May 1, 2017, and the remaining shares vesting thereafter in equal monthly increments equal to one-forty-eighth (1/48) of the 125,000 shares, based on continuing service to Bio-Path Holdings, Inc.