SEC Form 4 · accession 0001444954-18-000001
BIO-PATH HOLDINGS INC · BPTH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter Henry Nielsen
Officer — President, CEO & CFO · Director
Period of report
Apr 11, 2018
Accepted (ET)
Apr 13, 2018 · 5:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001133818
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Option (right to buy)F1 | $1.84 | Apr 11, 2018 | A | 130,000 | A | — | Apr 11, 2028 | Common Stock | 130,000 | 130,000 | D |
Explanation of responses
- F1This option vests over a four-year period, with one-fourth (1/4) of the 130,000 shares vesting on the first anniversary of April 11, 2018 and the remaining shares vesting thereafter in equal monthly increments equal to one-forty-eighth (1/48) of the 130,000 shares, based on continuing service to Bio-Path Holdings, Inc.