SEC Form 4 · accession 0001250853-19-000019
CALAVO GROWERS INC · CVGW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott Van Der Kar
Director
Period of report
Jan 2, 2019
Accepted (ET)
Jan 4, 2019 · 7:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001133470
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 2, 2019 | A | 1,750 | $0.00 | A | 3,500 | D | |
| Common StockF1 | holding | — | — | — | 22,037 | I | By Family Trust | |
| Common Stock | holding | — | — | — | 102,437 | I | Trustee of Family Non-Exempt Trusts |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On January 2, 2018, the reporting person filed a Form 4 stating that the amount of securities beneficially owned following the reported transaction was 1,750 shares, rather than the correct amount of 3,500 shares. Subsequently, the reporting person transferred 1,750 of those shares to his family trust, bringing the total number of shares indirectly held through his family trust to 24,137 shares. On June 20, 2018 and August 14, 2018, 1,100 and 1,000 of those shares, respectively, were sold, bringing the total number of shares indirectly held through his family trust to 22,037 shares, which is the current number of shares held indirectly by the reporting person through his family trust. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares held by the reporting person as of the date of this Form 4.