SEC Form 4/A · accession 0001250853-18-000162
CALAVO GROWERS INC · CVGW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Bruce John Lindeman
Officer — CFO and Secretary
Period of report
Dec 14, 2018
Accepted (ET)
Dec 21, 2018 · 9:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001133470
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 18, 2018 | F | 418 | $84.73 | D | 15,112 | D | |
| Common StockF2 | Dec 19, 2018 | F | 663 | $81.49 | D | 14,449 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On December 21, 2018, the reporting person filed a Form 4 mistakenly reporting that the 418 shares being surrendered to satisfy a tax withholding obligation had been acquired, rather than disposed of. This amended Form 4 correctly reports that the 418 shares being surrendered to satisfy a tax withholding obligation were disposed of, not acquired.
- F2On December 21, 2018, the reporting person filed a Form 4 mistakenly reporting that the 663 shares being surrendered to satisfy a tax withholding obligation had been acquired, rather than disposed of. This amended Form 4 correctly reports that the 663 shares being surrendered to satisfy a tax withholding obligation were disposed of, not acquired.