SEC Form 4 · accession 0001250853-18-000123
CALAVO GROWERS INC · CVGW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lecil E Cole
Officer — Chairman of the Board and CEO · Director
Period of report
Sep 20, 2018
Accepted (ET)
Sep 24, 2018 · 9:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001133470
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 20, 2018 | S | 33,137 | $104.2518 | D | 571,071 | D | |
| Common StockF2 | Sep 20, 2018 | S | 20,326 | $105.213 | D | 550,745 | D | |
| Common Stock | Sep 21, 2018 | S | 5,245 | $104.00 | D | 545,500 | D | |
| Common Stock | Sep 21, 2018 | S | 41,588 | $102.4455 | D | 503,912 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $104.00 to $104.95, inclusive. The reporting person undertakes to provide to Calavo Growers, Inc., any security holder of Calavo Growers, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $105.00 to $105.30, inclusive. The reporting person undertakes to provide to Calavo Growers, Inc., any security holder of Calavo Growers, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.