SEC Form 4 · accession 0001250853-18-000012
CALAVO GROWERS INC · CVGW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marc Laurence Brown
Director
Period of report
Jan 2, 2018
Accepted (ET)
Jan 4, 2018 · 3:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001133470
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 20, 2017 | G | 150 | $0.00 | D | 9,600 | D | |
| Common Stock | Jan 2, 2018 | A | 1,750 | $0.00 | A | 11,350 | D | |
| Common Stock | Jan 4, 2018 | M | 2,000 | $19.20 | A | 13,350 | D | |
| Common Stock | Jan 4, 2018 | S | 1,000 | $85.05 | D | 12,350 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $19.20 | Jan 4, 2018 | M | 2,000 | D | — | — | Common Stock | 2,000 | 4,000 | D |
Explanation of responses
- F1Represents a bona fide gift of shares to a non-profit organization.
- F2Stock Option vests in equal increments on each anniversary date of the grant over a five-year period and each increment is exercisable for five years from its vesting date.