SEC Form 4 · accession 0001250853-17-000007
CALAVO GROWERS INC · CVGW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James D Helin
Director
Period of report
Aug 26, 2016
Accepted (ET)
Jan 4, 2017 · 8:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001133470
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 26, 2016 | M | 2,000 | $21.80 | A | 16,250 | D | |
| Common Stock | Jan 4, 2017 | A | 1,750 | $0.00 | A | 18,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $21.80 | Aug 26, 2016 | M | 2,000 | A | — | — | Common Stock | 2,000 | 1,000 | D |
Explanation of responses
- F1Stock Option vests in equal increments on each anniversary date of the grant over a five-year period, and each increment is exercisable for five years from its vesting date.