SEC Form 4 · accession 0001225208-19-004964
NORTHROP GRUMMAN CORP /DE/ · NOC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kathy J Warden
Officer — President and CEO · Director
Period of report
Oct 16, 2017
Accepted (ET)
Mar 8, 2019 · 4:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001133421
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 16, 2017 | P | 67 | $295.07 | A | 67 | I | Held by mother |
| Common StockF1 | Oct 31, 2017 | S | 67 | $296.51 | D | 0 | I | Held by mother |
| Common Stock | holding | — | — | — | 99,732 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Owned by the Reporting Person's mother, who shared the Reporting Person's household on a temporary basis in 2017, during which time the securities were purchased and sold without the Reporting Person's knowledge. The Reporting Person disclaims beneficial ownership of the securities and this filing shall not be deemed to be an admission that the Reporting Person was the beneficial owner of such securities for purposes of Section 16 or for any other purpose.